Program Details
2025-06-18 13:00:00
Over 1,000+ webinars
Course Overview
2025-06-18 13:00:00
2h CLE Credits
Intermediate
2
1:00 pm - 2:00 pm ESTThis session explores the foundational securities law framework including the Howey test and its application to digital assets, tracing the SEC’s enforcement history through landmark cases like Ripple and LBRY. Participants will examine emerging legislation including the GENIUS Act for stablecoins and the Clarity Act for market structure, along with the impact of the new Crypto Task Force and executive orders positioning the U.S. as a crypto leader. The session concludes with practical guidance on tokenized assets, click-wrap agreements, and the future regulatory outlook for digital asset businesses.
Kyle LawrenceAlma Angotti 2:10 pm - 3:10 pm ESTThis session provides a practical framework for building risk-based compliance programs that can adapt regardless of final regulatory classification, emphasizing governance structures, written documentation, and accountability-driven culture. Attendees will learn KYC/AML strategies including customer risk rating methodologies, ongoing monitoring requirements, and blockchain analytics for wallet risk scoring. The session covers essential audit trail practices, the three lines of testing (QC, QA, and independent review), and best practices for legal-compliance collaboration to create scalable, defensible programs in rapidly evolving markets.
Kyle LawrenceAlma AngottiKyle is a Partner with FRB’s Corporate & Securities Practice Group and Digital Assets Practice Group, focusing on corporate and private securities matters, serving clients as lead counsel on all types of corporate transactions including private placements, mergers, acquisitions, joint ventures, corporate finance, and digital asset matters.
Alma Angotti is a recognized expert in financial crime compliance and economic sanctions with more than 30 years of experience in both regulatory enforcement and global consulting, bringing deep subject-matter expertise in regulatory compliance including BSA/AML, sanctions and counter-terrorist financing.
Kyle is a Partner with FRB’s Corporate & Securities Practice Group and Digital Assets Practice Group, focusing on corporate and private securities matters, serving clients as lead counsel on all types of corporate transactions including private placements, mergers, acquisitions, joint ventures, corporate finance, and digital asset matters.
Alma Angotti is a recognized expert in financial crime compliance and economic sanctions with more than 30 years of experience in both regulatory enforcement and global consulting, bringing deep subject-matter expertise in regulatory compliance including BSA/AML, sanctions and counter-terrorist financing.
Requirements
The Alabama State Bar MCLE Commission requires attorneys to complete 12 credits, including 1 ethics, by December 31 of each year. All credits must be reported by February 15 of the following year. A maximum of 12 credits, including 1 ethics credit, may be carried over for 1 year only.
Formats
