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SolarWinds Settlement with the SEC – Take-aways and Cybersecurity Pointers

Examines the SolarWinds case’s impact on cybersecurity compliance, SEC disclosure requirements, and securities law implications for public companies.

2025-10-10 11:15:00

1 hours

Program Details

2025-10-10 11:15:00

2025-10-10 11:15:00

1h CLE Credits

2025-10-10 11:15:00

1 hours

Program Details

2025-10-10 11:15:00

Program Details

2025-10-10 11:15:00

Over 1,000+ webinars

2025-10-10 11:15:00

1 hours

Course Overview

Navigating Cybersecurity Compliance and Securities Law

2025-10-10 11:15:00

Participants will learn how SEC enforcement actions address cybersecurity misrepresentations and breach disclosure obligations. Apply NIST frameworks and compliance strategies to minimize securities law liability.

Format

CLE Credit

1h CLE Credits

Level

Intermediate

Length

1

Key topics that will be covered

01
SolarWinds Case
Pre-breach compliance allegations survived while post-breach disclosure claims did not.
02
NIST Compliance
NIST sets standards but does not guarantee regulatory compliance with laws like HIPAA.
03
SEC Enforcement
The SEC’s Cyber and Emerging Technologies Unit demonstrates cybersecurity enforcement continues.
04
Material Disclosure
Companies must disclose enough for reasonable investors without speculation or over-disclosure.
05
Personal Liability
Naming SolarWinds’ CISO as defendant indicates a trend toward personal liability.
06
Compliance Programs
Effective policies must be up to date, accurate, and followed when deployed.

Program schedule

clock 11:15 am - 11:35 am EST

SolarWinds Case Significance for Breach Disclosure Compliance

This session examines the landmark SolarWinds case through its dual focus on pre-breach compliance misstatements and post-breach disclosure obligations. Participants will explore how securities law violations can arise from materially false statements about cybersecurity practices, even without an actual breach occurring.

Rachel V. RoseRachel V. Rose
clock 11:35 am - 11:55 am EST

NIST Frameworks and Cybersecurity Compliance Nuances

This session provides a deep dive into NIST standards, the Cybersecurity Framework evolution from CSF 1.0 to 2.0, and their relationship to SEC disclosure requirements. Attendees will learn how NIST intersects with HIPAA, GDPR, and other regulatory frameworks while understanding its limitations as a compliance benchmark.

Rachel V. RoseRachel V. Rose
clock 11:55 am - 12:15 pm EST

Settlement Impact and Future Case Implications

This session analyzes the pending SolarWinds settlement and its potential downstream effects on corporate cybersecurity practices and personal liability for executives. Participants will gain actionable guidance on 8-K disclosures, audit scope requirements, and building effective compliance programs to mitigate enforcement risk.

Rachel V. RoseRachel V. Rose
Rachel V. Rose

Rachel V. Rose

Rachel V. Rose – Attorney at Law, PLLC

Rachel V. Rose

Rachel V. Rose

Rachel V. Rose – Attorney at Law, PLLC

Rachel V. Rose, JD, MBA is the principal of Rachel V. Rose – Attorney at Law, PLLC in Houston, Texas. Her practice includes compliance, transactional, and litigation matters primarily related to healthcare, the False Claims Act, cybersecurity, securities, and Dodd-Frank. She publishes and presents extensively on healthcare and False Claims Act subjects, including qui tam actions, physician reimbursement, access to care, and the Anti-Kickback and Stark laws, and her matters include the first False Claims Act settlement under the U.S. Department of Justice’s Civil Cyber Fraud Initiative.

Education & Credentials

Ms. Rose earned her Doctorate of Jurisprudence from Stetson University College of Law, where she served as an editor of The Journal of International Law and Aging, a Master of Business Administration from Vanderbilt University, and a Bachelor of Arts in History from The Pennsylvania State University. She also completed an Executive Education Certification in the Program on Negotiation and Leadership at Harvard Law School. She is licensed in Texas and admitted to practice before the Supreme Court of the United States, the D.C. Circuit and Fifth Circuit Courts of Appeals, and multiple federal district courts.

Recognition & Leadership

Ms. Rose is a Fellow of both the Federal Bar Association and the American Bar Association and was the first woman to chair the Federal Bar Association's Government Relations Committee. After serving a two-year term on the Federal Bar Association's Board of Directors, she was elected in September 2024 to a six-year term on the Board of the Foundation of the Federal Bar Association. Her honors include the Texas Bar College (2018-2025), the National Trial Lawyers Top 100 (2019-2024), the National Women Trial Lawyers Association Top 25 (2018-2024), the National Association of Distinguished Counsel Nation's Top One Percent (2022-2025), SuperLawyers (2023-2025), Houstonia Magazine's Top Lawyers in Healthcare Law (2018-2019), and recognition by 1st Healthcare Compliance as its Presenter of the Year for 2022.

Professional Involvement

Ms. Rose is an Affiliated Member of the Baylor College of Medicine's Center for Health Policy and Medical Ethics, where she teaches bioethics. She co-authored the American Bar Association's books The ABCs of ACOs and What Are International HIPAA Considerations? and is a co-editor of the American Health Lawyers Association's Enterprise Risk Management Handbook (2nd Edition).

Experience

Ms. Rose's litigation, compliance, and transactional work concentrates on healthcare, the False Claims Act, and Dodd-Frank, and her presentations and publications address qui tam litigation, physician reimbursement, the Anti-Kickback and Stark laws, and U.S. Supreme Court cases affecting the medical device industry. Before opening her firm, she was Director of Business Development and Assistant General Counsel for a healthcare advisory company. Her earlier career includes work on Wall Street and at one of the Big Four consulting firms, producing for the Chairman of the Reform and Oversight Committee on Capitol Hill, interning at the U.S. Department of Health and Human Services, compiling policy papers at the Royal College of Nursing in London, consultative work in the pharmaceutical and medical device industry, and clerking for the Honorable Linda R. Allan of Florida's Sixth Judicial Circuit.
Rachel V. Rose

Rachel V. Rose

Rachel V. Rose – Attorney at Law, PLLC

Rachel V. Rose, JD, MBA is the principal of Rachel V. Rose – Attorney at Law, PLLC in Houston, Texas. Her practice includes compliance, transactional, and litigation matters primarily related to healthcare, the False Claims Act, cybersecurity, securities, and Dodd-Frank. She publishes and presents extensively on healthcare and False Claims Act subjects, including qui tam actions, physician reimbursement, access to care, and the Anti-Kickback and Stark laws, and her matters include the first False Claims Act settlement under the U.S. Department of Justice’s Civil Cyber Fraud Initiative.

Education & Credentials

Ms. Rose earned her Doctorate of Jurisprudence from Stetson University College of Law, where she served as an editor of The Journal of International Law and Aging, a Master of Business Administration from Vanderbilt University, and a Bachelor of Arts in History from The Pennsylvania State University. She also completed an Executive Education Certification in the Program on Negotiation and Leadership at Harvard Law School. She is licensed in Texas and admitted to practice before the Supreme Court of the United States, the D.C. Circuit and Fifth Circuit Courts of Appeals, and multiple federal district courts.

Recognition & Leadership

Ms. Rose is a Fellow of both the Federal Bar Association and the American Bar Association and was the first woman to chair the Federal Bar Association's Government Relations Committee. After serving a two-year term on the Federal Bar Association's Board of Directors, she was elected in September 2024 to a six-year term on the Board of the Foundation of the Federal Bar Association. Her honors include the Texas Bar College (2018-2025), the National Trial Lawyers Top 100 (2019-2024), the National Women Trial Lawyers Association Top 25 (2018-2024), the National Association of Distinguished Counsel Nation's Top One Percent (2022-2025), SuperLawyers (2023-2025), Houstonia Magazine's Top Lawyers in Healthcare Law (2018-2019), and recognition by 1st Healthcare Compliance as its Presenter of the Year for 2022.

Professional Involvement

Ms. Rose is an Affiliated Member of the Baylor College of Medicine's Center for Health Policy and Medical Ethics, where she teaches bioethics. She co-authored the American Bar Association's books The ABCs of ACOs and What Are International HIPAA Considerations? and is a co-editor of the American Health Lawyers Association's Enterprise Risk Management Handbook (2nd Edition).

Experience

Ms. Rose's litigation, compliance, and transactional work concentrates on healthcare, the False Claims Act, and Dodd-Frank, and her presentations and publications address qui tam litigation, physician reimbursement, the Anti-Kickback and Stark laws, and U.S. Supreme Court cases affecting the medical device industry. Before opening her firm, she was Director of Business Development and Assistant General Counsel for a healthcare advisory company. Her earlier career includes work on Wall Street and at one of the Big Four consulting firms, producing for the Chairman of the Reform and Oversight Committee on Capitol Hill, interning at the U.S. Department of Health and Human Services, compiling policy papers at the Royal College of Nursing in London, consultative work in the pharmaceutical and medical device industry, and clerking for the Honorable Linda R. Allan of Florida's Sixth Judicial Circuit.

Credits by state

AK1.0
AL1.0
AR1.0
AZ1.0
CA1.0
CO1.0
CT1.0
DC
DE1.0
FL1.0
GA1.0
HI1.0
IA1.0
ID1.0
IL1.0
IN1.0
KS1.0
KY1.0
LA1.0
MA1.0
MD1.0
ME1.0
MI1.0
MN1.0
MO1.2
MS1.0
MT1.0
NC1.0
ND1.0
NE1.0
NH60.0
NJ1.0
NM1.0
NV1.0
NY1.0
OH1.0
OK1.0
OR1.0
PA1.0
RI1.0
SC1.0
SD1.0
TN1.0
TX1.0
UT1.0
VA1.0
VT1.0
WA1.0
WI1.0
WV1.2
WY1.0

1000+

Live stream programs

24/7

Access to live webinars & recordings

70,000+

Trusted by Legal Professionals

1000+

Live stream programs

24/7

Access to live webinars & recordings

70,000+

Trusted by Legal Professionals

1000+

Live stream programs

24/7

Access to live webinars & recordings

10,000+

Trusted by Legal Professionals

1000+

Live stream programs

24/7

Access to live webinars & recordings

70,000+

Trusted by Legal Professionals

MCLE Credits

Alabama
Pending
Alaska
Approved
Arizona
Approved
Arkansas
Approved
California
Approved
Colorado
Pending
Connecticut
Approved
Delaware
Pending
District of Columbia
No Required
Florida
Approved
Georgia
Approved
Hawaii
Approved
Idaho
Pending
Illinois
Approved
Indiana
Approved
Iowa
Pending
Kansas
Pending
Kentucky
Pending
Louisiana
Pending
Maine
Pending
Maryland
No Required
Massachusetts
No Required
Michigan
No Required
Minnesota
Approved
Mississippi
Pending
Missouri
Approved
Montana
Pending
Nebraska
Pending
Nevada
Pending
New Hampshire
Approved
New Jersey
Approved
New Mexico
Approved
New York
Approved
North Carolina
Pending
North Dakota
Approved
Ohio
Approved
Oklahoma
Pending
Oregon
Pending
Pennsylvania
Approved
Rhode Island
Pending
South Carolina
Pending
South Dakota
No Required
Tennessee
Approved
Texas
Pending
Utah
Pending
Vermont
Approved
Virginia
Not Eligible
Washington
Approved
West Virginia
Pending
Wisconsin
Approved
Wyoming
Pending

Alabama

Requirements

The Alabama State Bar MCLE Commission requires attorneys to complete 12 credits, including 1 ethics, by December 31 of each year. All credits must be reported by February 15 of the following year. A maximum of 12 credits, including 1 ethics credit, may be carried over for 1 year only.  

Formats

  • Attorneys can earn unlimited “live” credit through live seminars, live webcasts, and co-sponsored locations with MyLAWCLE-Alabama approved programs
  • Attorneys are limited to 6 credits per compliance period of “online” programs through MyLAwCLE On-Demand programs