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Program Details
2026-11-30 13:00:00
Over 1,000+ webinars
Course Overview
2026-11-30 13:00:00
1.5h CLE Credits
Intermediate
1.5
This topic will provide a step by step look at how EBSA investigations develop and the practical considerations at each stage. Attendees will examine how to respond to subpoenas and information requests, prepare for investigative site visits, coordinate internal investigations, preserve relevant records, communicate with federal investigators, and evaluate potential exposure as an investigation progresses toward civil or criminal enforcement.
Attendees will also explore how proactive compliance reviews and programs such as the Voluntary Fiduciary Correction Program (VFCP) and Delinquent Filer Voluntary Compliance Program (DFVCP) can be used to correct errors, demonstrate good faith compliance, and reduce the risk of escalating enforcement.
Fox Rothschild LLP
Littler Mendelson, P.C.
Fox Rothschild LLP
José M. Jara represents clients under investigation by the U.S. Department of Labor’s Employee Benefits Security Administration and defends clients in lawsuits filed by the DOL’s Office of the Solicitor over alleged civil and criminal violations of ERISA. Based in Fox Rothschild’s Morristown, New Jersey office, he concentrates on the Employee Retirement Income Security Act and on employment litigation and advisory work.
Littler Mendelson, P.C.
Briana M. Swift worked as an employee benefits investigator with the U.S. Department of Labor while serving as a Presidential Management Fellow. A Shareholder in Littler’s Seattle office, she now advises on ERISA and tax compliance issues and on plan design, drafting, and administration.
Fox Rothschild LLP
José M. Jara represents clients under investigation by the U.S. Department of Labor’s Employee Benefits Security Administration and defends clients in lawsuits filed by the DOL’s Office of the Solicitor over alleged civil and criminal violations of ERISA. Based in Fox Rothschild’s Morristown, New Jersey office, he concentrates on the Employee Retirement Income Security Act and on employment litigation and advisory work.
Littler Mendelson, P.C.
Briana M. Swift worked as an employee benefits investigator with the U.S. Department of Labor while serving as a Presidential Management Fellow. A Shareholder in Littler’s Seattle office, she now advises on ERISA and tax compliance issues and on plan design, drafting, and administration.
Requirements
The Alabama State Bar MCLE Commission requires attorneys to complete 12 credits, including 1 ethics, by December 31 of each year. All credits must be reported by February 15 of the following year. A maximum of 12 credits, including 1 ethics credit, may be carried over for 1 year only.
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