Program Details
2025-11-19 13:00:00
Over 1,000+ webinars
Course Overview
2025-11-19 13:00:00
2h CLE Credits
Intermediate
2
1:00 pm - 2:00 pm ESTThis session covers the major types of retirement and investment fraud cases, including third-party scams, alternative investments, and excessive trading. Attendees will learn how to separate strong claims from weak ones using dollar thresholds, liability analysis, and client profiles, while developing valuable referral relationships with specialized securities attorneys.
Adam GanaCourtney M. Werning 2:00 pm - 2:10 pm ESTA brief intermission allowing attendees to reflect on Session I material and prepare for the next segment. Use this time to network with colleagues and review key takeaways.
Adam GanaCourtney M. Werning 2:10 pm - 3:10 pm ESTThis session examines why investment fraud has reached epidemic proportions and explores the psychological tactics scammers use to exploit victims. Attendees will learn about financial institution supervisory obligations, trusted contact rules, and the practical aspects of pursuing claims through FINRA, AAA, and JAMS arbitration forums.
Adam GanaCourtney M. WerningAdam Gana is the managing partner of Gana Weinstein LLP, focusing on securities arbitration, complex commercial and business litigation. He is a seasoned trial lawyer with over 20 years of experience representing over 3,000 investors.
Courtney Werning is a dedicated investment fraud attorney representing clients in complex disputes involving financial advisors, broker-dealers, and investment advisers, with expertise in fraud, Ponzi schemes, elder financial abuse, and unsuitable investments.
Adam Gana is the managing partner of Gana Weinstein LLP, focusing on securities arbitration, complex commercial and business litigation. He is a seasoned trial lawyer with over 20 years of experience representing over 3,000 investors.
Courtney Werning is a dedicated investment fraud attorney representing clients in complex disputes involving financial advisors, broker-dealers, and investment advisers, with expertise in fraud, Ponzi schemes, elder financial abuse, and unsuitable investments.
Requirements
The Alabama State Bar MCLE Commission requires attorneys to complete 12 credits, including 1 ethics, by December 31 of each year. All credits must be reported by February 15 of the following year. A maximum of 12 credits, including 1 ethics credit, may be carried over for 1 year only.
Formats
