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Understanding the Rapid Growth and Compliance Challenges of Cryptocurrency and Digital Asset Businesses: Token Issuers, Exchanges, and DeFi Platforms

2025-06-18 13:00:00

2025-06-18 13:00:00

2 Credits

Digital Asset Regulation: Navigating cryptocurrency compliance, securities law, and emerging legislation for legal practitioners advising blockchain businesses.

2025-06-18 13:00:00

Digital Asset Regulation: Navigating cryptocurrency compliance, securities law, and emerging legislation for legal practitioners advising blockchain businesses.

2025-06-18 13:00:00

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Live stream programs

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Access to live webinars & recordings

70,000+

Trusted by Legal Professionals

1000+

Live stream programs

24/7

Access to live webinars & recordings

70,000+

Trusted by Legal Professionals

1000+

Live stream programs

24/7

Access to live webinars & recordings

70,000+

Trusted by Legal Professionals

Key topics that will be covered

What will you learn

Attorneys will learn how the Howey test determines securities classification, navigate SEC enforcement trends, and understand emerging legislation like the GENIUS Act and Clarity Act.

What will you gain

Attorneys will gain practical strategies for building risk-based compliance frameworks, implementing KYC/AML controls, and establishing audit trails that demonstrate regulatory thoughtfulness.

Howey Test
The manner in which an asset is sold determines securities classification.
SEC Enforcement
High-profile cases against major crypto companies have been dismissed or withdrawn.
GENIUS Act
Stablecoin legislation requires full reserve backing and prohibits rehypothecation.
Tokenized Assets
Digital representations of physical or financial assets offer enhanced liquidity.
KYC/AML Strategy
Risk-based customer onboarding and monitoring with geolocation controls for sanctions.
Risk Assessment
Thorough documentation distinguishes isolated mistakes from systemic compliance failures.

What will you learn

Attorneys will learn how the Howey test determines securities classification, navigate SEC enforcement trends, and understand emerging legislation like the GENIUS Act and Clarity Act.

What will you gain

Attorneys will gain practical strategies for building risk-based compliance frameworks, implementing KYC/AML controls, and establishing audit trails that demonstrate regulatory thoughtfulness.

Agenda

Session 1

Navigating the Evolving Regulatory Landscape for Cryptocurrencies

Session 2

Digital Asset Compliance in Regulatory Uncertainty

clock 1:00 pm - 2:00 pm EST

Navigating the Evolving Regulatory Landscape for Cryptocurrencies

Kyle Lawrence

Falcon Rappaport & Berkman LLP

Alma Angotti

FTI Consulting

This session explores the foundational securities law framework including the Howey test and its application to digital assets, tracing the SEC’s enforcement history through landmark cases like Ripple and LBRY. Participants will examine emerging legislation including the GENIUS Act for stablecoins and the Clarity Act for market structure, along with the impact of the new Crypto Task Force and executive orders positioning the U.S. as a crypto leader. The session concludes with practical guidance on tokenized assets, click-wrap agreements, and the future regulatory outlook for digital asset businesses.

Kyle Lawrence

Falcon Rappaport & Berkman LLP

Alma Angotti

FTI Consulting

clock 2:10 pm - 3:10 pm EST

Digital Asset Compliance in Regulatory Uncertainty

Kyle Lawrence

Falcon Rappaport & Berkman LLP

Alma Angotti

FTI Consulting

This session provides a practical framework for building risk-based compliance programs that can adapt regardless of final regulatory classification, emphasizing governance structures, written documentation, and accountability-driven culture. Attendees will learn KYC/AML strategies including customer risk rating methodologies, ongoing monitoring requirements, and blockchain analytics for wallet risk scoring. The session covers essential audit trail practices, the three lines of testing (QC, QA, and independent review), and best practices for legal-compliance collaboration to create scalable, defensible programs in rapidly evolving markets.

Kyle Lawrence

Falcon Rappaport & Berkman LLP

Alma Angotti

FTI Consulting

01 02
Prev
Next

speakers

Joe Ervin

The Law Firm for Truck Safety, LLP
A Partner at The Law Firm for Truck Safety. He focuses exclusively on cases involving commercial motor vehicle crashes and wrongful death. Joe also holds a valid class “A” commercial driver’s license with endorsements for double/triple trailers and tankers.

Education & Credentials

A 2013 graduate of the Gerry Spence Trial Lawyers College in Dubois, Wyoming, Joe is rated AV Preeminent™ by Martindale-Hubbell — the highest peer rating for exceptional legal ability and ethics. He is among the first nine attorneys nationwide to earn board certification in Truck Accident Law from the National Board of Trial Advocacy.

Recognition & Leadership

Joe received the Roadway Safety Award from the American Association for Justice (AAJ) for his commitment to improving highway safety.
 He currently serves as Co-Chair of the Academy of Truck Accident Attorneys (ATAA) Safety Committee, advocating for higher safety standards across the trucking industry.

Professional Involvement

Joe serves on the faculty of the AAJ Advanced Trial Advocacy College: Litigating Truck Collision Cases (2015 & 2024).
 He is an active member of AAJ’s Trucking Litigation Group and sits on the Board of Regents for the Academy of Truck Accident Attorneys.

Experience

Joe frequently consults and co-counsels on complex commercial truck cases. His proven track record includes numerous successful trials against motor carriers and truck leasing companies — delivering justice for victims of commercial vehicle accidents.

Kevin Foley

Reminger Co
A Partner at The Law Firm for Truck Safety. He focuses exclusively on cases involving commercial motor vehicle crashes and wrongful death. Joe also holds a valid class “A” commercial driver’s license with endorsements for double/triple trailers and tankers.

Education & Credentials

A 2013 graduate of the Gerry Spence Trial Lawyers College in Dubois, Wyoming, Joe is rated AV Preeminent™ by Martindale-Hubbell — the highest peer rating for exceptional legal ability and ethics. He is among the first nine attorneys nationwide to earn board certification in Truck Accident Law from the National Board of Trial Advocacy.

Recognition & Leadership

Joe received the Roadway Safety Award from the American Association for Justice (AAJ) for his commitment to improving highway safety.
 He currently serves as Co-Chair of the Academy of Truck Accident Attorneys (ATAA) Safety Committee, advocating for higher safety standards across the trucking industry.

Professional Involvement

Joe serves on the faculty of the AAJ Advanced Trial Advocacy College: Litigating Truck Collision Cases (2015 & 2024).
 He is an active member of AAJ’s Trucking Litigation Group and sits on the Board of Regents for the Academy of Truck Accident Attorneys.

Experience

Joe frequently consults and co-counsels on complex commercial truck cases. His proven track record includes numerous successful trials against motor carriers and truck leasing companies — delivering justice for victims of commercial vehicle accidents.

Grant H. Lawson

The Law Firm for Truck Safety, LLP
A Partner at The Law Firm for Truck Safety. He focuses exclusively on cases involving commercial motor vehicle crashes and wrongful death. Joe also holds a valid class “A” commercial driver’s license with endorsements for double/triple trailers and tankers.

Education & Credentials

A 2013 graduate of the Gerry Spence Trial Lawyers College in Dubois, Wyoming, Joe is rated AV Preeminent™ by Martindale-Hubbell — the highest peer rating for exceptional legal ability and ethics. He is among the first nine attorneys nationwide to earn board certification in Truck Accident Law from the National Board of Trial Advocacy.

Recognition & Leadership

Joe received the Roadway Safety Award from the American Association for Justice (AAJ) for his commitment to improving highway safety.
 He currently serves as Co-Chair of the Academy of Truck Accident Attorneys (ATAA) Safety Committee, advocating for higher safety standards across the trucking industry.

Professional Involvement

Joe serves on the faculty of the AAJ Advanced Trial Advocacy College: Litigating Truck Collision Cases (2015 & 2024).
 He is an active member of AAJ’s Trucking Litigation Group and sits on the Board of Regents for the Academy of Truck Accident Attorneys.

Experience

Joe frequently consults and co-counsels on complex commercial truck cases. His proven track record includes numerous successful trials against motor carriers and truck leasing companies — delivering justice for victims of commercial vehicle accidents.

Kyle Lawrence

Falcon Rappaport & Berkman LLP

Alma Angotti

FTI Consulting

Kyle Lawrence

Falcon Rappaport & Berkman LLP

Kyle is a Partner with FRB’s Corporate & Securities Practice Group and Digital Assets Practice Group, focusing on corporate and private securities matters, serving clients as lead counsel on all types of corporate transactions including private placements, mergers, acquisitions, joint ventures, corporate finance, and digital asset matters.

Professional Involvement

As part of the firm's Digital Assets Practice Group, Kyle advises companies on blockchain, cryptocurrency, Web3, and NFT matters, with a focus on how corporate and securities matters affect these types of projects.

Experience

Over the past 15 years, Kyle has successfully closed numerous deals with business owners selling their businesses to strategic buyers, private equity funds, and private equity-backed strategic buyers both domestically and internationally. He has significant experience representing both issuers and founders, and investors, in private securities offerings, venture capital, startup financings, and FINRA and SEC regulatory issues. He regularly represents clients in telecommunications, food and nutraceutical manufacturing and distribution, restaurants, emerging technologies, retail, light manufacturing, commercial and private lending, architecture and software development.

Kyle Lawrence

Falcon Rappaport & Berkman LLP

Kyle is a Partner with FRB’s Corporate & Securities Practice Group and Digital Assets Practice Group, focusing on corporate and private securities matters, serving clients as lead counsel on all types of corporate transactions including private placements, mergers, acquisitions, joint ventures, corporate finance, and digital asset matters.

Professional Involvement

As part of the firm's Digital Assets Practice Group, Kyle advises companies on blockchain, cryptocurrency, Web3, and NFT matters, with a focus on how corporate and securities matters affect these types of projects.

Experience

Over the past 15 years, Kyle has successfully closed numerous deals with business owners selling their businesses to strategic buyers, private equity funds, and private equity-backed strategic buyers both domestically and internationally. He has significant experience representing both issuers and founders, and investors, in private securities offerings, venture capital, startup financings, and FINRA and SEC regulatory issues. He regularly represents clients in telecommunications, food and nutraceutical manufacturing and distribution, restaurants, emerging technologies, retail, light manufacturing, commercial and private lending, architecture and software development.

Alma Angotti

FTI Consulting

Alma Angotti is a recognized expert in financial crime compliance and economic sanctions with more than 30 years of experience in both regulatory enforcement and global consulting, bringing deep subject-matter expertise in regulatory compliance including BSA/AML, sanctions and counter-terrorist financing.

Education & Credentials

J.D. from the University of Virginia and a B.A. in Economics and Political Science from West Virginia University.

Recognition & Leadership

Has been approved to be an independent compliance monitor by federal and state regulatory agencies, including the SEC, the Office of the Comptroller of the Currency and the New York State Department of Financial Services.

Professional Involvement

Serves on the advisory boards of the Global Digital Asset and Cryptocurrency Association and the Digital Dollar Project. Her clients include global and mid-sized financial institutions, global fintech firms, digital assets and payments institutions, stablecoins and cryptocurrency platforms, broker-dealers, hedge funds, casinos, and multinational corporations.

Experience

Held senior enforcement roles at the U.S. Securities and Exchange Commission, the U.S. Department of the Treasury's Financial Crimes Enforcement Network and the Financial Industry Regulatory Authority. At FTI Consulting, she advises clients on compliance risk assessments, remediation strategies, enforcement preparedness and regulatory investigations. At FinCEN and FINRA, she designed and led the AML enforcement programs and regularly trains regulators and government officials worldwide on AML and financial crime compliance matters.

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Exclusive Partner Webinars & Events
Special credits (Ethics, Elimination
of Bias, etc.)
Instant Certificates After Completion
Personalized CLE Platform
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Why Attend

Why this 
program matters

Understanding cryptocurrency regulatory frameworks and compliance strategies is essential for legal practitioners because the evolving regulatory landscape—including securities laws, AML requirements, and emerging legislation like the GENIUS Act—directly impacts how clients structure, operate, and scale digital asset businesses.
$3.8B
Global penalties for AML, KYC, sanctions, and customer due diligence violations totaled $3.8 billion in 2025 (Fenergo 2025 Enforcement Report).
417%
Regulatory fines issued to financial institutions globally increased by 417% in H1 2025 compared to the same period in 2024 (ComplyAdvantage).
55%
Of digital asset platforms have faced at least one regulatory investigation in the past 18 months (CoinLaw Cryptocurrency Compliance Risks Statistics 2025).
$30B+
Tokenized real-world assets crossed $30 billion in market size by Q3 2025, driven by institutional demand for on-chain fixed income (InvestaX Q3 2025 RWA Report).

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