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Ethical Compliance for Attorneys: Safeguarding Your Law License

2025-05-28 13:00:00

2025-05-28 13:00:00

2 Credits

Comprehensive guidance on avoiding common ethical violations that lead to attorney discipline, covering trust accounts, communication, candor, and fees.

2025-05-28 13:00:00

Comprehensive guidance on avoiding common ethical violations that lead to attorney discipline, covering trust accounts, communication, candor, and fees.

2025-05-28 13:00:00

1000+

Live stream programs

24/7

Access to live webinars & recordings

70,000+

Trusted by Legal Professionals

1000+

Live stream programs

24/7

Access to live webinars & recordings

70,000+

Trusted by Legal Professionals

1000+

Live stream programs

24/7

Access to live webinars & recordings

70,000+

Trusted by Legal Professionals

1000+

Live stream programs

24/7

Access to live webinars & recordings

70,000+

Trusted by Legal Professionals

Key topics that will be covered

What will you learn

Attorneys will learn about the most frequent ethical violations leading to discipline, drawing on ABA Model Rules and real-world disciplinary outcomes.

What will you gain

Attorneys will gain essential insights for protecting their law license by understanding how disciplinary complaints are processed and how to avoid common pitfalls.

Trust Accounts
Client funds must never be commingled; violations almost always result in sanctions.
Client Communication
Communication failures represent the largest category of disciplinary complaints against attorneys.
Truthfulness
Lawyers cannot make false statements to tribunals, clients, or third parties.
Terminating Representation
Withdrawal requires reasonable notice, time for new counsel, and prompt file return.
Fee Arrangements
Fees must be reasonable and written agreements may be required by state rules.
Disciplinary Response
Failing to respond to disciplinary inquiries almost always adds additional charges.

What will you learn

Attorneys will learn about the most frequent ethical violations leading to discipline, drawing on ABA Model Rules and real-world disciplinary outcomes.

What will you gain

Attorneys will gain essential insights for protecting their law license by understanding how disciplinary complaints are processed and how to avoid common pitfalls.

Agenda

Session 1

Understanding Disciplinary Rules and Complaint Processing

Session 2

Safekeeping Property and Trust Account Management

Session 3

Client Communication Obligations and Best Practices

Session 4

Truthfulness Obligations and Avoiding Misconduct Sanctions

Session 5

Break

Session 6

Properly Declining and Terminating Client Representation

Session 7

Fee Agreements and Billing Dispute Resolution

Session 8

Legal Advertising and Marketing Ethics Compliance

Session 9

Responding to Bar Admission and Disciplinary Inquiries

clock 1:00 pm - 1:15 pm EST

Understanding Disciplinary Rules and Complaint Processing

Steve Herman

Fishman Haygood LLP

This session examines how disciplinary complaints are processed through multi-tiered systems, from hearing committees to state Supreme Courts. Participants will learn why client complaints receive heightened scrutiny and understand the demographics of attorneys most frequently involved in disciplinary proceedings.

Steve Herman

Fishman Haygood LLP

clock 1:15 pm - 1:30 pm EST

Safekeeping Property and Trust Account Management

Steve Herman

Fishman Haygood LLP

Explore the essential elements of Rule 1.15 including the prohibition on commingling funds and requirements for prompt delivery of client property. This session covers the myth of non-refundable retainers, proper handling of disputed funds, and common trust account violations that almost always result in sanctions.

Steve Herman

Fishman Haygood LLP

clock 1:30 pm - 1:45 pm EST

Client Communication Obligations and Best Practices

Steve Herman

Fishman Haygood LLP

Communication failures represent the largest category of disciplinary complaints. Learn core communication obligations under Rules 1.2, 1.4, and 2.1, including strategies for documenting communications, managing client expectations, and understanding how poor communication escalates into ethical violations.

Steve Herman

Fishman Haygood LLP

clock 1:45 pm - 2:00 pm EST

Truthfulness Obligations and Avoiding Misconduct Sanctions

Steve Herman

Fishman Haygood LLP

This session covers candor requirements to tribunals, clients, and third parties under Rules 3.3, 3.4, 4.1, and 8.4(c). Participants will examine real sanctions cases including AI-generated false citations and learn the critical distinction between zealous advocacy and ethical violations.

Steve Herman

Fishman Haygood LLP

clock 2:00 pm - 2:10 pm EST

Break

Steve Herman

Fishman Haygood LLP

A short intermission allowing participants to refresh before continuing with the remaining program sessions. Use this time to review materials and prepare questions for upcoming topics.

Steve Herman

Fishman Haygood LLP

clock 2:10 pm - 2:25 pm EST

Properly Declining and Terminating Client Representation

Steve Herman

Fishman Haygood LLP

Understand mandatory versus permissive withdrawal grounds and court approval requirements under Rule 1.16. This session provides practical steps for protecting both clients and yourself when ending representation, including documentation best practices and handling high-conflict termination situations.

Steve Herman

Fishman Haygood LLP

clock 2:25 pm - 2:40 pm EST

Fee Agreements and Billing Dispute Resolution

Steve Herman

Fishman Haygood LLP

Examine the eight factors determining fee reasonableness and requirements for written fee agreements under Rule 1.5. Learn how to navigate fee renegotiations with existing clients, distinguish overhead from reimbursable expenses, and resolve disputes without triggering disciplinary complaints.

Steve Herman

Fishman Haygood LLP

clock 2:40 pm - 2:55 pm EST

Legal Advertising and Marketing Ethics Compliance

Steve Herman

Fishman Haygood LLP

This session addresses Rules 7.1-7.5 governing lawyer advertising, including restrictions on claiming specialization and proper use of firm names. Participants will learn the ethics of social media marketing, lead generation, and why responding to online criticism can trigger confidentiality violations.

Steve Herman

Fishman Haygood LLP

clock 2:55 pm - 3:10 pm EST

Responding to Bar Admission and Disciplinary Inquiries

Steve Herman

Fishman Haygood LLP

Explore the critical importance of honesty in bar applications and responding to disciplinary authorities under Rule 8.1. Learn why failure to respond is among the most common disciplinary charges and how silence transforms minor matters into serious proceedings with compounded violations.

Steve Herman

Fishman Haygood LLP

01 09
Prev
Next

speakers

Joe Ervin

The Law Firm for Truck Safety, LLP
A Partner at The Law Firm for Truck Safety. He focuses exclusively on cases involving commercial motor vehicle crashes and wrongful death. Joe also holds a valid class “A” commercial driver’s license with endorsements for double/triple trailers and tankers.

Education & Credentials

A 2013 graduate of the Gerry Spence Trial Lawyers College in Dubois, Wyoming, Joe is rated AV Preeminent™ by Martindale-Hubbell — the highest peer rating for exceptional legal ability and ethics. He is among the first nine attorneys nationwide to earn board certification in Truck Accident Law from the National Board of Trial Advocacy.

Recognition & Leadership

Joe received the Roadway Safety Award from the American Association for Justice (AAJ) for his commitment to improving highway safety.
 He currently serves as Co-Chair of the Academy of Truck Accident Attorneys (ATAA) Safety Committee, advocating for higher safety standards across the trucking industry.

Professional Involvement

Joe serves on the faculty of the AAJ Advanced Trial Advocacy College: Litigating Truck Collision Cases (2015 & 2024).
 He is an active member of AAJ’s Trucking Litigation Group and sits on the Board of Regents for the Academy of Truck Accident Attorneys.

Experience

Joe frequently consults and co-counsels on complex commercial truck cases. His proven track record includes numerous successful trials against motor carriers and truck leasing companies — delivering justice for victims of commercial vehicle accidents.

Kevin Foley

Reminger Co
A Partner at The Law Firm for Truck Safety. He focuses exclusively on cases involving commercial motor vehicle crashes and wrongful death. Joe also holds a valid class “A” commercial driver’s license with endorsements for double/triple trailers and tankers.

Education & Credentials

A 2013 graduate of the Gerry Spence Trial Lawyers College in Dubois, Wyoming, Joe is rated AV Preeminent™ by Martindale-Hubbell — the highest peer rating for exceptional legal ability and ethics. He is among the first nine attorneys nationwide to earn board certification in Truck Accident Law from the National Board of Trial Advocacy.

Recognition & Leadership

Joe received the Roadway Safety Award from the American Association for Justice (AAJ) for his commitment to improving highway safety.
 He currently serves as Co-Chair of the Academy of Truck Accident Attorneys (ATAA) Safety Committee, advocating for higher safety standards across the trucking industry.

Professional Involvement

Joe serves on the faculty of the AAJ Advanced Trial Advocacy College: Litigating Truck Collision Cases (2015 & 2024).
 He is an active member of AAJ’s Trucking Litigation Group and sits on the Board of Regents for the Academy of Truck Accident Attorneys.

Experience

Joe frequently consults and co-counsels on complex commercial truck cases. His proven track record includes numerous successful trials against motor carriers and truck leasing companies — delivering justice for victims of commercial vehicle accidents.

Grant H. Lawson

The Law Firm for Truck Safety, LLP
A Partner at The Law Firm for Truck Safety. He focuses exclusively on cases involving commercial motor vehicle crashes and wrongful death. Joe also holds a valid class “A” commercial driver’s license with endorsements for double/triple trailers and tankers.

Education & Credentials

A 2013 graduate of the Gerry Spence Trial Lawyers College in Dubois, Wyoming, Joe is rated AV Preeminent™ by Martindale-Hubbell — the highest peer rating for exceptional legal ability and ethics. He is among the first nine attorneys nationwide to earn board certification in Truck Accident Law from the National Board of Trial Advocacy.

Recognition & Leadership

Joe received the Roadway Safety Award from the American Association for Justice (AAJ) for his commitment to improving highway safety.
 He currently serves as Co-Chair of the Academy of Truck Accident Attorneys (ATAA) Safety Committee, advocating for higher safety standards across the trucking industry.

Professional Involvement

Joe serves on the faculty of the AAJ Advanced Trial Advocacy College: Litigating Truck Collision Cases (2015 & 2024).
 He is an active member of AAJ’s Trucking Litigation Group and sits on the Board of Regents for the Academy of Truck Accident Attorneys.

Experience

Joe frequently consults and co-counsels on complex commercial truck cases. His proven track record includes numerous successful trials against motor carriers and truck leasing companies — delivering justice for victims of commercial vehicle accidents.

Steve Herman

Fishman Haygood LLP

Steve Herman

Fishman Haygood LLP

Steve Herman is a distinguished trial lawyer and legal educator who has served in numerous leadership positions in legal organizations and was appointed as one of two Lead Counsel for Plaintiffs in the BP Oil Spill / Deepwater Horizon Litigation.

Education & Credentials

Author of America and the Law: Challenges for the 21st Century; teaches an advanced torts seminar on class actions at Loyola Law School and an advanced civil procedure course in complex litigation at Tulane.

Recognition & Leadership

Fellow of the International Academy of Trial Lawyers; member of the American Law Institute; Court-appointed Lead Counsel for Plaintiffs in the BP Oil Spill / Deepwater Horizon Litigation.

Professional Involvement

Past president of the Louisiana Association for Justice; former president of the National Civil Justice Institute; Immediate Past President of the New Orleans Bar Association; serves on the Louisiana State Bar Association Rules of Professional Conduct Committee.

Experience

Served for six years as a Lawyer Chair for one of the Louisiana Attorney Disciplinary Board Hearing Committees; served as one of two Court-appointed Lead Counsel for Plaintiffs in the BP Oil Spill / Deepwater Horizon Litigation.

Steve Herman

Fishman Haygood LLP

Steve Herman is a distinguished trial lawyer and legal educator who has served in numerous leadership positions in legal organizations and was appointed as one of two Lead Counsel for Plaintiffs in the BP Oil Spill / Deepwater Horizon Litigation.

Education & Credentials

Author of America and the Law: Challenges for the 21st Century; teaches an advanced torts seminar on class actions at Loyola Law School and an advanced civil procedure course in complex litigation at Tulane.

Recognition & Leadership

Fellow of the International Academy of Trial Lawyers; member of the American Law Institute; Court-appointed Lead Counsel for Plaintiffs in the BP Oil Spill / Deepwater Horizon Litigation.

Professional Involvement

Past president of the Louisiana Association for Justice; former president of the National Civil Justice Institute; Immediate Past President of the New Orleans Bar Association; serves on the Louisiana State Bar Association Rules of Professional Conduct Committee.

Experience

Served for six years as a Lawyer Chair for one of the Louisiana Attorney Disciplinary Board Hearing Committees; served as one of two Court-appointed Lead Counsel for Plaintiffs in the BP Oil Spill / Deepwater Horizon Litigation.

Plans

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Price varies based
on the course duration
of 1 to 3+ hours
Access type Pay per
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Number of New Webinars Added Yearly Limited
Earn "Live" CLE credit Included
Ability to Ask Questions During
the Presentation via a Chat Box
Included
Attend "Live" Re-Broadcasts Included
Exclusive Partner Webinars & Events
Special credits (Ethics, Elimination
of Bias, etc.)
Instant Certificates After Completion
Personalized CLE Platform
Live Conferences
Bootcamps

Why Attend

Why this 
program matters

Understanding common ethical pitfalls protects attorneys from disciplinary action, malpractice claims, and potential disbarment while preserving client trust.
83k+
Annual disciplinary complaints were received by state agencies nationwide in 2018, according to the ABA Profile of the Legal Profession.
~50%
Of disciplined attorneys in Michigan violated trust account rules (MRPC 1.15 and 1.15A), per the Attorney Discipline Board 2020 Annual Report.
25%
Of all California disciplinary complaints processed at the investigation stage in 2023 involved client trust account mishandling.
90%
Of disciplinary complaints in some jurisdictions are dismissed, primarily because conduct alleged does not violate professional rules.

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Alabama

Requirements

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Formats

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