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Compounded and Unapproved Peptides: Regulatory Exposure and Defense for Prescribers and Clinics

FDA Category 2 designations, shortage-list deadlines, and state board actions are hitting peptide-prescribing clinics — and malpractice carriers are denying coverage. Learn to counsel clients through investigations, counter malpractice per se theories, build documentation defenses, and litigate coverage disputes.

2026-08-31 13:00:00

2 hours

Program Details

2026-08-31 13:00:00

2026-08-31 13:00:00

2h CLE Credits

2026-08-31 13:00:00

2 hours

Program Details

2026-08-31 13:00:00

Program Details

2026-08-31 13:00:00

Over 1,000+ webinars

2026-08-31 13:00:00

2 hours

Course Overview

Regulators Are Moving Faster Than the Case Law

2026-08-31 13:00:00

Peptide prescribing has moved from gray area to enforcement target. FDA Category 2 designations and shortage-list determinations under 503A and 503B of the FD&C Act have triggered a federal enforcement cascade. State medical boards and pharmacy boards are now acting directly against peptide-prescribing clinics.

The exposure compounds at each step. Compound a GLP-1 past a shortage-list deadline, and federal action follows. Rely on an RUO label, and state enforcement follows anyway. Face a patient claim, and plaintiffs press the malpractice per se theory built on unapproved status. Tender the claim, and standard medical malpractice policies routinely leave gaps for unapproved substances.

This two-session program delivers the working defense file. Attendees gain the compliance obligations and documentation standards that survive regulatory scrutiny, and learn to deploy informed consent as both shield and sword. They leave with a concrete framework for pre-claim risk reduction, post-claim defense strategy, and coverage dispute litigation. That is practitioner judgment for an area where appellate precedent is still forming.

Format

CLE Credit

2h CLE Credits

Level

Intermediate

Length

2

Key topics that will be covered

01
Federal Category Framework
How 503A and 503B of the FD&C Act and the peptide reclassification determine what a clinic or pharmacy may lawfully compound.
02
GLP-1 Enforcement
Shortage-list actions, compounding deadlines, and the litigation outcomes that show how federal regulators are enforcing them.
03
State Board Actions
The medical board and pharmacy board theories now targeting peptide-prescribing clinics, including the RUO label trap.
04
Malpractice Liability Theories
How plaintiffs frame the malpractice per se theory and where the standard of care sits in an emerging field.
05
Informed Consent Strategy
Consent and documentation practices that work as both shield and sword in board investigations and malpractice defense.
06
Coverage Gap Disputes
Where standard medical malpractice policies leave gaps for unapproved substances and how to litigate the resulting coverage disputes.

Program schedule

clock 1:00 pm - 2:00 pm EST

FDA Compounding Rules and Medical Board Defense for Peptide-Prescribing Clinics

This session examines the FDA’s regulatory framework governing peptide compounding under 503A and 503B of the FD&C Act, the enforcement cascade triggered by Category 2 designations and shortage-list determinations, and the state-level medical board and pharmacy board actions now targeting peptide-prescribing clinics. Attorneys will gain working knowledge of the compliance obligations, documentation standards, and defense strategies applicable to prescribers and clinics facing regulatory scrutiny. Attendees will leave able to identify the specific legal theories being deployed by state and federal regulators and to counsel clients on reducing exposure before and during an investigation.

David (“DJ”) HoltDavid (“DJ”) Holt
Patricia Vilma GrahamPatricia Vilma Graham
clock 2:10 pm - 3:10 pm EST

Defending Malpractice Claims and Coverage Disputes in Peptide Prescribing

This session examines the malpractice and insurance coverage risks facing clinics and prescribers who administer or prescribe compounded and unapproved peptide therapies. Attorneys will learn how to identify and counter the malpractice per se theory, build a documentation-based defense, and navigate coverage gaps that standard medical malpractice policies routinely create for unapproved substances. Participants will leave with a concrete framework for pre-claim risk reduction, post-claim defense strategy, and coverage dispute litigation in an area where appellate precedent is still forming.

David (“DJ”) HoltDavid (“DJ”) Holt
Patricia Vilma GrahamPatricia Vilma Graham
David (“DJ”) Holt

David (“DJ”) Holt

Holt Law

Patricia Vilma Graham

Patricia Vilma Graham

Holt Law

David (“DJ”) Holt

David (“DJ”) Holt

Holt Law

David (“DJ”) Holt is the attorney and owner of Holt Law, a boutique multi-state health law firm built exclusively for healthcare businesses. A biomedical engineer before he became a lawyer, he counsels healthcare professionals, licensed facilities, medical spas, management services organizations, and healthcare investors, and writes regularly on the regulatory and liability risks of compounded and unapproved peptides, including the 503A and 503B compounding rules.

Education & Credentials

Holt earned his J.D. from Mitchell Hamline School of Law and holds a B.S. in Biomedical Engineering. He practices as a multi-jurisdictional health lawyer through Holt Law, LLC in Minnesota and Holt Law, PC in California.

Recognition & Leadership

Holt holds Avvo's highest rating, a 10.0 “Superb”, and Holt Law carries an A+ rating from the Better Business Bureau. He hosts The David Holt Show podcast.

Professional Involvement

Holt founded DocuHealth, an online marketplace providing legal documents to healthcare providers, and co-founded miVoyce and CutMedicalBills, ventures focused on helping individuals manage medical bills and healthcare decisions. He has volunteered with LegalCORPS, providing pro bono transactional legal assistance to Minnesota entrepreneurs.

Experience

Holt's practice concentrates on the legal problems of operating a healthcare business, including entity structure and the corporate practice of medicine, management services agreements, compliance, and regulatory defense. His published analysis of peptide compliance covers the FDA's Category 2 designation of BPC-157 and the limits of the 503A and 503B compounding pathways for unapproved peptides.
Patricia Vilma Graham

Patricia Vilma Graham

Holt Law

Patricia Vilma Graham is an associate attorney at Holt Law, where she works with healthcare businesses and professionals on the regulatory and business-law matters the firm concentrates on. She is based in the San Diego area.

Education & Credentials

Graham earned her J.D. from Michigan State University College of Law and is a member of the State Bar of California (License #356432). She participated in the International Student Ambassador Program at the University of San Francisco.

Recognition & Leadership

Graham served as President of Phi Alpha Delta and took first place in a competition addressing how AI technology can be used to increase access to justice.

Professional Involvement

Graham publishes legal scholarship on technology and the courts. Her note, Emojis: An Approach to Interpretation, appeared at 46 UC Law SF Communications & Entertainment Law Journal 123 (2024), and her companion piece, Decoding Emojis: Lessons from Abroad, ran in the Michigan State Law Review Forum (2024).

Experience

Graham's practice at Holt Law centers on healthcare business matters.
David (“DJ”) Holt

David (“DJ”) Holt

Holt Law

David (“DJ”) Holt is the attorney and owner of Holt Law, a boutique multi-state health law firm built exclusively for healthcare businesses. A biomedical engineer before he became a lawyer, he counsels healthcare professionals, licensed facilities, medical spas, management services organizations, and healthcare investors, and writes regularly on the regulatory and liability risks of compounded and unapproved peptides, including the 503A and 503B compounding rules.

Education & Credentials

Holt earned his J.D. from Mitchell Hamline School of Law and holds a B.S. in Biomedical Engineering. He practices as a multi-jurisdictional health lawyer through Holt Law, LLC in Minnesota and Holt Law, PC in California.

Recognition & Leadership

Holt holds Avvo's highest rating, a 10.0 “Superb”, and Holt Law carries an A+ rating from the Better Business Bureau. He hosts The David Holt Show podcast.

Professional Involvement

Holt founded DocuHealth, an online marketplace providing legal documents to healthcare providers, and co-founded miVoyce and CutMedicalBills, ventures focused on helping individuals manage medical bills and healthcare decisions. He has volunteered with LegalCORPS, providing pro bono transactional legal assistance to Minnesota entrepreneurs.

Experience

Holt's practice concentrates on the legal problems of operating a healthcare business, including entity structure and the corporate practice of medicine, management services agreements, compliance, and regulatory defense. His published analysis of peptide compliance covers the FDA's Category 2 designation of BPC-157 and the limits of the 503A and 503B compounding pathways for unapproved peptides.
Patricia Vilma Graham

Patricia Vilma Graham

Holt Law

Patricia Vilma Graham is an associate attorney at Holt Law, where she works with healthcare businesses and professionals on the regulatory and business-law matters the firm concentrates on. She is based in the San Diego area.

Education & Credentials

Graham earned her J.D. from Michigan State University College of Law and is a member of the State Bar of California (License #356432). She participated in the International Student Ambassador Program at the University of San Francisco.

Recognition & Leadership

Graham served as President of Phi Alpha Delta and took first place in a competition addressing how AI technology can be used to increase access to justice.

Professional Involvement

Graham publishes legal scholarship on technology and the courts. Her note, Emojis: An Approach to Interpretation, appeared at 46 UC Law SF Communications & Entertainment Law Journal 123 (2024), and her companion piece, Decoding Emojis: Lessons from Abroad, ran in the Michigan State Law Review Forum (2024).

Experience

Graham's practice at Holt Law centers on healthcare business matters.

Credits by state

AK2.0
AL2.0
AR2.0
AZ2.0
CA2.0
CO2.0
CT2.0
DC
DE2.0
FL2.0
GA2.0
HI2.0
IA2.0
ID2.0
IL2.0
IN2.0
KS2.0
KY2.0
LA2.0
MA2.0
MD2.0
ME2.0
MI2.0
MN2.0
MO2.4
MS2.0
MT2.0
NC2.0
ND2.0
NE2.0
NH120.0
NJ2.0
NM2.0
NV2.0
NY2.0
OH2.0
OK2.5
OR2.0
PA2.0
RI2.5
SC2.0
SD2.0
TN2.0
TX2.0
UT2.0
VA2.0
VT2.0
WA2.0
WI2.0
WV2.4
WY2.0

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Live stream programs

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70,000+

Trusted by Legal Professionals

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Live stream programs

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10,000+

Trusted by Legal Professionals

1000+

Live stream programs

24/7

Access to live webinars & recordings

70,000+

Trusted by Legal Professionals

MCLE Credits

Alabama
Approved
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Approved
Arizona
Approved
Arkansas
Approved
California
Approved
Colorado
Pending
Connecticut
Approved
Delaware
Pending
District of Columbia
No Required
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Approved
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Approved
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Approved
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Pending
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Approved
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Approved
Iowa
Pending
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Pending
Kentucky
Pending
Louisiana
Pending
Maine
Pending
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No Required
Massachusetts
No Required
Michigan
No Required
Minnesota
Pending
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Pending
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Approved
Montana
Pending
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Pending
Nevada
Approved
New Hampshire
Approved
New Jersey
Approved
New Mexico
Approved
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Approved
North Carolina
Pending
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Approved
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Approved
Oklahoma
Pending
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Pending
Pennsylvania
Approved
Rhode Island
Pending
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Pending
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No Required
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Approved
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Approved
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Pending
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Approved
Virginia
Not Eligible
Washington
Approved
West Virginia
Pending
Wisconsin
Pending
Wyoming
Pending

Alabama

Requirements

The Alabama State Bar MCLE Commission requires attorneys to complete 12 credits, including 1 ethics, by December 31 of each year. All credits must be reported by February 15 of the following year. A maximum of 12 credits, including 1 ethics credit, may be carried over for 1 year only.  

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  • Attorneys are limited to 6 credits per compliance period of “online” programs through MyLAwCLE On-Demand programs